Lu, Yan (SFC:AYQ821) 路妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2013-01-18 | 2013-05-10 | Rep | Asset management | 2013-01-18 | 2013-05-10 | Rep | Dealing in securities | 2013-01-18 | 2013-05-10 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2013-01-18 | 2013-05-10 | Rep | Asset management | 2013-01-18 | 2013-05-10 | Rep | Dealing in securities | 2013-01-18 | 2013-05-10 |
| 3 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2013-06-06 | 2014-07-26 | Rep | Dealing in securities | 2013-06-06 | 2014-07-26 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-08-12 | 2023-09-01 | Rep | Dealing in securities | 2014-08-12 | 2023-09-01 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2012-10-25 |
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