Lawrence, Samuel Dong Yue 羅棟宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2014-08-25 | 2020-01-09 | Rep | Advising on securities | 2014-08-25 | 2020-01-09 | Rep | Dealing in securities | 2014-08-25 | 2021-02-19 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2014-08-25 | 2020-01-09 | Rep | Advising on securities | 2014-08-25 | 2020-01-09 | Rep | Dealing in securities | 2014-08-25 | 2021-02-19 | Rep | Dealing in futures contracts | 2020-01-09 | 2021-02-19 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2014-06-18 |
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