Cao, Liyuan 曹俐圓

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2015-10-08 2016-09-12
2 Merrill Lynch (Asia Pacific) Limited Rep Automated trading services 2012-03-19 2013-09-23
Rep Dealing in securities 2012-03-19 2015-07-07
3 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2012-03-19 2015-07-07
Rep Dealing in securities 2012-03-19 2015-07-07
Rep Automated trading services 2013-09-06 2015-07-07
4 OnePlatform Asset Management Limited Rep Dealing in securities 2017-05-24

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