Orton, Jamie (SFC:AZD119)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2012-03-09 | 2015-02-11 | Rep | Dealing in securities | 2012-03-09 | 2015-02-11 |
| 2 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2019-02-01 | 2021-09-06 |
| 3 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Automated trading services | 2015-07-23 | 2018-11-12 | Rep | Dealing in securities | 2015-07-23 | 2018-11-12 | Rep | Automated trading services | 2022-04-29 | 2023-10-13 | Rep | Dealing in securities | 2022-04-29 | 2023-10-13 | RO | Automated trading services | 2023-10-13 | RO | Dealing in securities | 2023-10-13 |
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