Yin, Yanli 尹燕麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-02-07 | 2012-06-01 |
| 2 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-11-29 | 2021-08-30 | Rep | Advising on securities | 2018-12-03 | 2021-08-30 | Rep | Asset management | 2018-12-03 | 2021-08-30 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2014-10-13 | 2016-04-09 | Rep | Dealing in securities | 2014-10-13 | 2016-04-09 |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2016-06-16 | 2017-08-20 | Rep | Advising on securities | 2017-05-15 | 2017-08-20 |
| 5 | CTI Capital Hong Kong Limited | Rep | Advising on securities | 2021-09-10 | 2022-10-17 | Rep | Asset management | 2021-09-10 | 2022-10-17 | Rep | Dealing in securities | 2021-09-10 | 2022-10-17 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-02-07 | 2012-06-01 |
| 7 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2017-11-28 | 2018-11-09 |
| 8 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-06-13 | 2014-09-20 |
| 9 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-06-13 | 2014-09-20 | Rep | Advising on securities | 2012-07-30 | 2014-09-20 |
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