Ward, Rodney Gordon 賀利華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2012-07-09 | 2015-05-01 | Rep | Advising on securities | 2012-07-09 | 2015-05-01 | Rep | Dealing in securities | 2012-07-09 | 2015-05-01 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2012-07-09 | 2015-05-01 | Rep | Advising on securities | 2012-07-09 | 2015-05-01 | Rep | Dealing in securities | 2012-07-09 | 2015-05-01 |
| 3 | UBS SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2003-06-25 | RO | Advising on securities | 2003-06-25 | RO | Asset management | 2003-06-25 |
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