Wong, Hoi Cheung (SFC:AYK745) 黃海祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2011-11-10 | 2022-02-04 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-11-10 | 2022-02-04 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-11-10 | 2022-02-04 | Rep | Advising on securities | 2015-03-24 | 2022-02-04 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2022-03-08 | Rep | Dealing in securities | 2022-03-08 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2022-03-08 | Rep | Dealing in futures contracts | 2022-03-08 | Rep | Dealing in securities | 2022-03-08 |
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