Tan, Yan (SFC:AXV124) 譚燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-11-01 | 2016-09-12 | Rep | Dealing in futures contracts | 2018-01-25 | 2018-06-08 | RO | Dealing in futures contracts | 2018-06-08 |
| 2 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-11-01 | 2016-09-12 | Rep | Dealing in securities | 2018-01-25 | 2018-06-08 | RO | Dealing in securities | 2018-06-08 | RO | Advising on securities | 2019-08-26 |
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