Wan, Wing Yui 溫永銳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2015-02-13 | 2016-11-18 | Rep | Dealing in securities | 2015-03-12 | 2016-11-18 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2021-11-17 | 2022-03-29 | Rep | Dealing in securities | 2021-11-17 | 2023-04-14 | RO | Advising on corporate finance | 2022-03-29 | 2023-04-28 | RO | Dealing in securities | 2023-04-14 | 2023-04-28 |
| 3 | Huarong International Capital Limited (HK) | Rep | Dealing in securities | 2023-07-05 | 2023-11-09 | RO | Advising on corporate finance | 2023-07-05 | 2023-12-31 | RO | Dealing in securities | 2023-11-09 | 2023-12-31 |
| 4 | Huarong International Securities Limited | Rep | Dealing in securities | 2023-07-05 | 2023-11-09 | RO | Dealing in securities | 2023-11-09 | 2023-12-31 |
| 5 | Lego Corporate Finance Limited | Rep | Advising on corporate finance | 2016-11-28 | 2019-11-13 | RO | Advising on corporate finance | 2019-11-13 | 2021-10-16 |
| 6 | Lego Securities Limited | Rep | Dealing in securities | 2021-03-25 | 2021-10-16 |
| 7 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2011-10-26 | 2015-02-02 |
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