Yamagami, Shinichiro
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-10-19 | 2014-02-26 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-19 | 2013-08-31 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2023-06-16 | 2023-06-21 | Rep | Dealing in securities | 2023-06-16 | 2023-06-21 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2018-01-15 | 2018-05-08 | Rep | Advising on securities | 2018-01-15 | 2018-05-08 | Rep | Dealing in futures contracts | 2018-01-15 | 2018-05-08 | Rep | Dealing in securities | 2018-01-15 | 2018-05-08 | RO | Advising on futures contracts | 2018-05-08 | 2020-06-12 | RO | Advising on securities | 2018-05-08 | 2020-06-12 | RO | Dealing in futures contracts | 2018-05-08 | 2020-06-12 | RO | Dealing in securities | 2018-05-08 | 2020-06-12 |
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