Lim, Julian Frederick Yu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-09-20 | 2010-10-08 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2016-12-28 | 2017-09-29 |
| 3 | INFINI CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2022-09-13 | |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-08-17 | 2016-09-28 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-08-17 | 2016-09-28 | Rep | Dealing in securities | 2015-08-17 | 2016-09-28 |
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