Lu, Yi (SFC:AVE820) 盧軼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-09-21 | 2017-06-19 | Rep | Dealing in securities | 2012-09-21 | 2017-06-19 |
| 2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2017-06-19 | Rep | Asset management | 2017-06-19 | Rep | Dealing in securities | 2017-06-19 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-05 | 2017-06-19 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-06-08 | 2011-08-29 | Rep | Advising on securities | 2010-06-08 | 2011-08-29 | Rep | Dealing in securities | 2010-06-08 | 2011-08-29 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-06-08 | 2011-08-29 | Rep | Advising on securities | 2010-06-08 | 2011-08-29 | Rep | Dealing in securities | 2010-06-08 | 2011-08-29 |
| 6 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2012-03-26 | 2012-06-12 | Rep | Dealing in securities | 2012-03-26 | 2012-06-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy