Thong, Chung Mao 唐松茂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-06-04 | 2023-10-20 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-05-14 | 2010-12-02 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-12-21 | 2011-08-23 | Rep | Dealing in securities | 2010-12-21 | 2011-08-23 |
| 4 | TIANDA SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-29 | 2012-08-03 |
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