Baldwin, Tristan James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2010-01-11 | 2010-02-11 | Rep | Dealing in securities | 2010-01-11 | 2010-02-11 |
| 2 | Liquidnet Asia Limited | Rep | Automated trading services | 2017-06-29 | 2017-08-17 | Rep | Dealing in securities | 2017-06-29 | 2017-08-17 | RO | Automated trading services | 2017-08-17 | RO | Dealing in securities | 2017-08-17 |
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