Chan, Wai Kit (SFC:AUB414) 陳偉杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2011-01-28 | 2011-06-16 |
| 2 | Gain Capital - Forex.com Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2011-10-03 | 2018-08-31 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-11-03 | 2010-03-03 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-01-04 | 2010-03-03 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-05-13 | 2011-01-16 | Rep | Dealing in securities | 2010-05-13 | 2011-01-16 | Rep | Leveraged foreign exchange trading | 2010-05-13 | 2011-01-16 |
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