Tong, Alex Chi Kai 湯熾佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-10-13 | 2010-04-08 | Rep | Dealing in securities | 2009-10-13 | 2010-04-08 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-03-19 | 2010-04-08 |
| 3 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2014-10-28 | 2014-11-17 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-05-13 | 2014-11-17 | Rep | Dealing in securities | 2014-05-13 | 2014-11-17 |
| 5 | Tora Trading Services Limited (HK) | Rep | Dealing in futures contracts | 2014-12-16 | Rep | Dealing in securities | 2014-12-16 | Rep | Automated trading services | 2018-01-04 |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-04-03 | 2013-06-01 |
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