Zhao, Bowen (SFC:BMF161) 趙博聞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2022-01-20 | 2022-02-15 | Rep | Dealing in securities | 2022-01-20 | 2022-02-15 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-04-06 | 2021-12-21 | Rep | Dealing in securities | 2020-04-06 | 2021-12-21 |
| 3 | orientiert XYZ Securities Limited | Rep | Advising on corporate finance | 2018-02-23 | 2020-01-23 | Rep | Advising on securities | 2018-02-23 | 2020-01-23 | Rep | Dealing in securities | 2018-02-23 | 2020-01-23 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2022-03-11 |
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