Karofsky, Robert B
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-05-06 | 2009-06-30 | Rep | Dealing in securities | 2009-05-06 | 2009-06-30 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2016-09-15 | 2016-09-23 | Rep | Dealing in securities | 2017-01-06 | 2017-01-13 | Rep | Dealing in securities | 2017-07-07 | 2017-07-14 | Rep | Dealing in securities | 2017-10-20 | 2017-10-27 | Rep | Dealing in securities | 2018-03-14 | 2018-03-16 | Rep | Dealing in securities | 2018-06-21 |
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