Yu, Herman Hon Man 余漢文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-03-09 | 2009-09-30 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-03-09 | 2009-09-30 | Rep | Dealing in securities | 2009-03-09 | 2009-09-30 |
| 3 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2012-10-17 | 2014-01-13 |
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