Lai, Kwok Keung 黎國強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BaoQiao Partners Securities (HK) Limited | Rep | Dealing in securities | 2018-09-28 | 2019-04-18 |
| 2 | JIYUAN INVESTMENT MANAGEMENT (HONGKONG) CO., LIMITED | Rep | Advising on securities | 2019-12-06 | 2020-06-19 | Rep | Dealing in securities | 2019-12-06 | 2020-06-19 |
| 3 | JMC Capital HK Limited | Rep | Advising on securities | 2020-07-17 | 2022-12-02 | Rep | Dealing in securities | 2020-07-17 | 2022-12-02 | Rep | Asset management | 2020-10-08 | 2022-12-02 |
| 4 | Leo Asset Management Limited | Rep | Advising on securities | 2023-02-09 | 2023-03-02 | Rep | Asset management | 2023-02-09 | 2023-03-02 | RO | Advising on securities | 2023-03-02 | 2024-01-18 | RO | Asset management | 2023-03-02 | 2024-01-18 |
| 5 | Ming Yang Capital Limited | Rep | Advising on securities | 2024-01-19 | 2024-03-12 | Rep | Asset management | 2024-01-19 | 2024-03-12 | RO | Advising on securities | 2024-03-12 | 2024-05-24 | RO | Asset management | 2024-03-12 | 2024-05-24 |
| 6 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-20 | 2018-06-17 |
| 7 | Yuen Meta (International) Securities Limited | Rep | Dealing in securities | 2023-02-09 | 2023-03-02 | RO | Dealing in securities | 2023-03-02 | 2024-01-18 |
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