Li, Lei (SFC:BLL868) 李蕾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2017-11-10 | 2018-07-23 | Rep | Dealing in securities | 2017-11-10 | 2018-07-23 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-06-20 | 2023-06-29 | RO | Dealing in securities | 2023-06-29 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2022-06-20 | 2023-06-29 | Rep | Dealing in securities | 2022-06-20 | 2023-06-29 | RO | Dealing in futures contracts | 2023-06-29 | RO | Dealing in securities | 2023-06-29 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-09-20 | 2020-12-14 | Rep | Dealing in securities | 2018-09-20 | 2020-12-14 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2018-09-20 | 2020-12-14 | Rep | Dealing in securities | 2018-09-20 | 2020-12-14 |
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