Ho, Sau Yee (SFC:AQN523) 何秀儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-10-12 | Rep | Dealing in securities | 2017-10-12 |
| 2 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2008-03-17 | 2009-04-17 |
| 3 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2016-12-09 | 2017-08-25 | Rep | Dealing in securities | 2016-12-09 | 2017-08-25 |
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