Li, Xiang Hong (SFC:AQE320) 李向紅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-12-18 | 2011-04-01 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-12-18 | 2011-04-01 |
| 3 | CMB International Global Markets Limited | Rep | Dealing in securities | 2021-09-17 | |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2018-04-03 | |
| 5 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-03-22 | 2014-12-15 | Rep | Asset management | 2012-03-22 | 2014-12-15 |
| 6 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2013-10-30 | 2017-04-28 | Rep | Asset management | 2013-10-30 | 2017-04-28 | Rep | Dealing in securities | 2013-10-30 | 2017-04-28 |
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