McDonough, Sean Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2007-11-13 | 2011-05-10 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2012-12-11 | 2013-09-23 | Rep | Dealing in securities | 2012-12-11 | 2016-09-29 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-12-11 | 2016-09-29 | Rep | Dealing in securities | 2012-12-11 | 2016-09-29 | Rep | Automated trading services | 2013-09-10 | 2016-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-01-03 | 2019-04-04 | Rep | Dealing in securities | 2017-01-03 | 2019-04-04 |
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