Chan, Kai Chun (SFC:APQ512) 陳啟俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTL ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2015-11-02 | 2019-08-26 | Rep | Dealing in securities | 2015-11-02 | 2019-08-26 | Rep | Advising on securities | 2015-11-02 | 2020-10-16 | Rep | Advising on futures contracts | 2017-03-29 | 2020-10-16 | Rep | Dealing in futures contracts | 2017-03-29 | 2020-10-16 | RO | Asset management | 2019-08-26 | 2021-10-18 | RO | Dealing in securities | 2019-08-26 | 2021-10-18 | RO | Advising on futures contracts | 2020-10-16 | 2021-10-18 | RO | Advising on securities | 2020-10-16 | 2021-10-18 | RO | Dealing in futures contracts | 2020-10-16 | 2021-10-18 |
| 2 | Hope Securities Limited (HK) | RO | Advising on futures contracts | 2021-12-23 | 2022-10-03 | RO | Advising on securities | 2021-12-23 | 2022-10-03 | RO | Asset management | 2021-12-23 | 2022-10-03 | RO | Dealing in futures contracts | 2021-12-23 | 2022-10-03 | RO | Dealing in securities | 2021-12-23 | 2022-10-03 |
| 3 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2007-09-19 | 2009-01-01 |
| 4 | ZHONGMING SECURITIES LIMITED | RO | Advising on securities | 2023-03-31 | RO | Asset management | 2023-03-31 | RO | Dealing in securities | 2023-03-31 |
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