Woo, Wing Yin 胡穎賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-02-05 | 2009-01-19 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-13 | 2009-01-19 |
| 3 | CVP Securities Limited | Rep | Dealing in futures contracts | 2020-08-17 | 2020-11-02 | Rep | Dealing in securities | 2020-08-17 | 2020-11-02 |
| 4 | Grand Rich (Hong Kong) International Limited | RO | Advising on securities | 2020-12-18 | 2023-01-08 | RO | Dealing in securities | 2020-12-18 | 2023-01-08 |
| 5 | Grand Rich Global Group Limited | RO | Asset management | 2020-12-18 | 2023-05-30 |
| 6 | Grand Rich Group Holdings Limited (b2017-03-31) | RO | Advising on futures contracts | 2020-12-18 | 2023-05-30 | RO | Dealing in futures contracts | 2020-12-18 | 2023-05-30 |
| 7 | M&F Asset Management Limited | Rep | Dealing in securities | 2011-11-07 | 2014-12-17 | RO | Dealing in securities | 2014-12-17 | 2017-06-05 | RO | Advising on securities | 2015-02-03 | 2017-06-05 | RO | Asset management | 2015-05-07 | 2018-06-22 | Rep | Advising on securities | 2017-06-05 | 2018-06-22 | Rep | Dealing in securities | 2017-06-05 | 2018-06-22 |
| 8 | METRO CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-11-07 | 2015-04-15 | RO | Dealing in futures contracts | 2015-04-15 | 2015-07-13 | RO | Dealing in futures contracts | 2016-06-24 | 2018-04-13 |
| 9 | ShanZe Asset Management (Hong Kong) Limited | RO | Advising on securities | 2020-03-27 | 2020-06-30 | RO | Asset management | 2020-03-27 | 2020-06-30 |
| 10 | Sinofortune Securities Limited | Rep | Dealing in securities | 2009-02-11 | 2009-09-01 | Rep | Dealing in securities | 2010-10-22 | 2011-08-31 |
| 11 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2023-12-20 | Rep | Dealing in securities | 2023-12-20 |
| 12 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-02-11 | 2009-09-01 |
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