Yeung, Sum Ho 楊森豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AEI Caelus Asset Management Limited | RO | Asset management | 2020-03-02 | 2021-06-01 | RO | Advising on securities | 2020-09-25 | 2021-06-01 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2019-06-20 | 2019-07-18 | Rep | Asset management | 2019-06-20 | 2019-07-18 | Rep | Dealing in securities | 2019-06-20 | 2019-07-18 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-01-16 | 2007-08-10 | Rep | Dealing in futures contracts | 2007-09-25 | 2010-04-10 |
| 4 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-01-16 | 2007-08-10 | Rep | Leveraged foreign exchange trading | 2007-09-25 | 2010-04-10 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-01-16 | 2010-04-10 |
| 6 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2012-01-09 | 2018-12-26 | Rep | Dealing in securities | 2012-01-09 | 2018-12-26 | Rep | Asset management | 2012-08-13 | 2017-09-07 | RO | Asset management | 2017-09-07 | 2018-12-26 |
| 7 | Wells Global Asset Management Limited | RO | Advising on securities | 2022-09-21 | 2023-04-14 | RO | Asset management | 2022-09-21 | 2023-04-14 | RO | Dealing in securities | 2022-09-21 | 2023-04-14 |
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