Lo, Boris Chi Yuen 盧志遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JW Capital Limited (HK) | Rep | Asset management | 2014-08-21 | 2017-06-15 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-08-14 | 2010-01-23 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-14 | 2010-01-23 |
| 4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2010-02-24 | 2010-08-31 |
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