Au, Chi Chung (SFC:ANS132) 區志宗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-09-21 | 2009-06-05 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-02-22 | 2009-06-05 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-30 | 2009-10-16 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-09-30 | 2009-10-16 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-07-28 | 2009-06-05 |
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