Wang, Nan (SFC:ANS070) 王楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-07-31 | 2007-03-29 | Rep | Dealing in securities | 2006-07-31 | 2007-03-29 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-03-23 | |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-03-23 | Rep | Dealing in securities | 2020-03-23 | 2020-09-28 | RO | Dealing in securities | 2020-09-28 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-05-15 | 2008-09-01 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-15 | 2008-09-01 |
| 6 | Mount Kellett Capital (Hong Kong) Limited | Rep | Asset management | 2008-12-02 | 2009-12-14 |
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