Liao, Yung-Chi 廖永祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DC Wealth Management (HK) Limited | RO | Advising on securities | 2017-07-11 | 2019-06-29 | RO | Asset management | 2017-07-11 | 2019-06-29 | Rep | Advising on securities | 2022-01-03 | 2022-01-07 | Rep | Asset management | 2022-01-03 | 2022-01-07 | RO | Advising on securities | 2022-01-07 | RO | Asset management | 2022-01-07 | RO | Dealing in securities | 2022-07-05 |
| 2 | FCS Capital Limited | RO | Advising on securities | 2019-07-08 | 2021-12-31 | RO | Asset management | 2019-07-08 | 2021-12-31 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2006-07-28 | 2009-12-19 | Rep | Dealing in securities | 2006-07-28 | 2009-12-19 |
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