Mohindra, Vivek
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-02-10 | 2006-02-22 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-02-10 | 2006-02-22 |
| 3 | KRISTAL ADVISORS (HK) LIMITED | RO | Advising on securities | 2016-11-15 | RO | Asset management | 2016-11-15 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-06-07 | 2008-10-22 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-10-08 | 2008-10-22 |
| 6 | NATIXIS ASIA LIMITED | Rep | Dealing in futures contracts | 2013-05-16 | 2016-01-15 | Rep | Dealing in securities | 2013-05-16 | 2016-01-15 |
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