Yau, Stephen Wai Kuen 邱偉權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Dealing in securities | 2013-12-19 | 2014-01-27 |
| 2 | MF Global Hong Kong Limited | Rep | Advising on futures contracts | 2006-04-12 | 2006-06-17 | Rep | Dealing in futures contracts | 2006-04-12 | 2006-06-17 |
| 3 | MF Global Securities HK Limited | Rep | Advising on securities | 2006-04-12 | 2006-06-17 | Rep | Dealing in securities | 2006-04-12 | 2006-06-17 |
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