Hon, Wandy Pui Wan 項佩韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2005-11-23 | 2007-06-26 | Rep | Dealing in securities | 2005-11-23 | 2007-06-26 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-07-23 | 2008-02-21 | Rep | Dealing in securities | 2007-07-23 | 2008-02-21 | Rep | Advising on securities | 2007-08-07 | 2008-02-21 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-07-23 | 2008-02-21 | Rep | Dealing in securities | 2007-07-23 | 2008-02-21 | Rep | Advising on securities | 2007-08-07 | 2008-02-21 |
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