Li, Lai Ling 李麗玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-06-25 | 2009-09-01 |
2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-06-25 | 2009-09-01 |
3 | Network Financial Services Limited | Rep | Advising on securities | 2005-11-18 | 2006-06-01 |
4 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2006-08-28 | 2006-10-30 |
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