Wong, Tat Wai 黃達威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-12-17 | 2019-08-19 | Rep | Dealing in securities | 2015-12-17 | 2019-08-19 | Rep | Dealing in futures contracts | 2016-02-03 | 2019-08-19 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-03-02 | 2010-12-11 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-03-02 | 2010-12-11 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2006-01-18 | 2006-02-08 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-21 | 2006-02-08 |
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