Dobashi, Shinobu 土橋忍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Centuriam Limited | Rep | Advising on securities | 2023-07-12 | Rep | Asset management | 2023-07-12 |
| 2 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2010-06-28 | 2011-06-13 | Rep | Dealing in securities | 2010-06-28 | 2011-06-13 |
| 3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-04-13 | 2006-09-21 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-13 | 2006-09-21 | Rep | Dealing in securities | 2004-04-13 | 2006-09-21 |
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