Lai, Anthony King Yan 黎敬恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVENT CORPORATE FINANCE LIMITED (GBEN) | Rep | Advising on corporate finance | 2022-01-14 | 2022-09-14 | RO | Advising on corporate finance | 2022-09-14 | 2024-01-31 |
| 2 | Changjiang Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2019-04-16 | 2019-08-23 | RO | Advising on corporate finance | 2019-08-23 | 2021-05-14 |
| 3 | CLC International Limited | Rep | Advising on corporate finance | 2013-01-02 | 2013-01-24 | RO | Advising on corporate finance | 2013-01-24 | 2019-02-19 | RO | Dealing in securities | 2013-04-03 | 2019-02-19 |
| 4 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2007-10-05 | 2010-07-13 | Rep | Dealing in securities | 2007-10-05 | 2010-07-13 | RO | Advising on corporate finance | 2010-07-13 | 2011-10-22 | RO | Dealing in securities | 2010-07-13 | 2011-10-22 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-07-13 | 2011-10-22 |
| 6 | HONG TAI CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2024-02-14 | 2024-02-29 | RO | Advising on corporate finance | 2024-02-29 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2011-10-31 | 2012-01-17 | RO | Advising on corporate finance | 2012-01-17 | 2012-12-01 |
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