Ting, Ngai 丁嵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-11-27 | 2010-05-17 | Rep | Dealing in futures contracts | 2011-12-02 | 2018-02-02 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-11-27 | 2010-05-17 | Rep | Dealing in securities | 2011-12-02 | 2018-02-02 |
| 3 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2012-04-17 | 2018-02-02 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-06-17 | 2006-09-01 | Rep | Dealing in securities | 2007-05-08 | 2007-11-14 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-26 | Rep | Asset management | 2004-02-26 | Rep | Dealing in futures contracts | 2006-09-01 | Rep | Dealing in futures contracts | 2007-05-08 | 2007-11-14 |
| 6 | Yuet Sheung International Securities Limited | Rep | Dealing in securities | 2018-03-28 | 2018-05-29 | RO | Dealing in securities | 2018-05-29 | RO | Advising on securities | 2020-01-22 |
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