Wang, Kenneth Chuan 王川
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-13 | Rep | Asset management | 2004-01-13 | Rep | Dealing in futures contracts | 2006-05-11 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in securities | 2006-05-11 | Rep | Dealing in futures contracts | 2005-10-13 | 2006-05-11 |
| 3 | dLab Asset Management Limited | Rep | Asset management | 2017-11-29 | 2019-01-02 | RO | Asset management | 2019-01-02 | 2019-05-14 |
| 4 | New Vision Asset Management Limited | Rep | Asset management | 2020-08-21 | 2020-09-02 | RO | Asset management | 2020-09-02 | 2023-03-31 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-07-04 | 2020-07-15 | Rep | Dealing in securities | 2019-07-04 | 2020-07-15 |
| 6 | Standard Advisory Asia Limited | Rep | Advising on futures contracts | 2007-04-10 | 2007-05-31 | Rep | Advising on securities | 2007-04-10 | 2007-05-31 | Rep | Dealing in futures contracts | 2007-04-10 | 2007-05-31 | Rep | Dealing in securities | 2007-04-10 | 2007-05-31 |
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