Tsang, Thomas Tak Ming 曾德明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MAGIC COMPASS FUTURES LIMITED | Rep | Advising on futures contracts | 2004-03-22 | Rep | Asset management | 2004-03-22 | Rep | Dealing in futures contracts | 2004-03-23 |
| 2 | Prime Cdex Securities Limited | Rep | Advising on corporate finance | 2004-03-22 | Rep | Advising on securities | 2004-03-22 | Rep | Asset management | 2004-03-22 | Rep | Dealing in securities | 2004-03-23 |
| 3 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | Dealing in securities | 2012-03-09 | 2022-03-22 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-03-30 | 2011-07-27 | Rep | Dealing in securities | 2004-03-30 | 2011-07-27 |
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