Leung, Pui Yan (SFC:AFY194) 梁佩欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2005-08-11 | 2006-02-12 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-09-03 | 2005-06-24 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2007-11-23 | 2007-11-30 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-09 | Rep | Asset management | 2003-10-09 | Rep | Dealing in futures contracts | 2003-10-09 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-05-17 | 2019-08-13 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-05-10 | 2019-08-13 |
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