Li, Kim Man (SFC:AEU947) 李劍文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Sunrise Asset Management Limited | Rep | Advising on securities | 2015-11-19 | 2015-11-23 | Rep | Asset management | 2015-11-19 | 2015-11-23 | Rep | Dealing in securities | 2015-11-19 | 2015-11-23 | RO | Advising on securities | 2015-11-23 | 2016-05-30 | RO | Asset management | 2015-11-23 | 2016-05-30 | RO | Dealing in securities | 2015-11-23 | 2016-05-30 |
| 2 | Essence Asset Management (Hong Kong) Limited | RO | Advising on securities | 2010-08-19 | 2011-07-15 | RO | Asset management | 2010-08-19 | 2011-07-15 |
| 3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2011-11-15 | 2015-04-24 | RO | Asset management | 2011-11-15 | 2015-04-24 | RO | Dealing in securities | 2011-11-15 | 2015-04-24 |
| 4 | Open Asset Management Limited | Rep | Advising on securities | 2021-11-25 | 2022-01-18 | Rep | Asset management | 2021-11-25 | 2022-01-18 | RO | Advising on securities | 2022-01-18 | 2023-10-12 | RO | Asset management | 2022-01-18 | 2023-10-12 |
| 5 | Open Securities Limited | Rep | Advising on securities | 2021-11-25 | 2022-01-18 | RO | Advising on securities | 2022-01-18 | 2023-10-12 | RO | Dealing in securities | 2022-05-12 | 2023-10-12 |
| 6 | Parchment Capital Limited | RO | Advising on securities | 2018-10-08 | 2019-10-30 | RO | Asset management | 2018-10-08 | 2019-10-30 |
| 7 | Parchment Investment Limited | RO | Dealing in securities | 2018-10-08 | 2019-10-30 |
| 8 | Seazen Resources Asset Management Limited | Rep | Advising on securities | 2015-05-12 | 2015-06-30 | Rep | Asset management | 2015-05-12 | 2015-06-30 | Rep | Dealing in securities | 2015-05-12 | 2015-06-30 | RO | Advising on securities | 2015-06-30 | 2015-11-16 | RO | Asset management | 2015-06-30 | 2015-11-16 | RO | Dealing in securities | 2015-06-30 | 2015-11-16 |
| 9 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2006-05-12 | RO | Asset management | 2006-05-12 |
| 10 | Standard International Asset Management Limited | RO | Advising on securities | 2024-01-24 | RO | Asset management | 2024-01-24 |
| 11 | TFI Asset Management Limited | Rep | Advising on securities | 2016-08-17 | 2016-09-28 | Rep | Asset management | 2016-08-17 | 2016-09-28 | RO | Advising on securities | 2016-09-28 | 2018-06-15 | RO | Asset management | 2016-09-28 | 2018-06-15 |
| 12 | Theia Securities Limited | RO | Advising on securities | 2020-07-14 | 2021-10-31 | RO | Asset management | 2020-07-14 | 2021-10-31 |
| 13 | VISION FINANCE (SECURITIES) LIMITED | RO | Advising on securities | 2009-06-16 | 2010-05-13 | RO | Asset management | 2009-06-16 | 2010-05-13 |
| 14 | WM (HK) Limited | Rep | Advising on securities | 2006-09-18 | 2008-02-29 |
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