Lam, John Junior 林慕賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-10-27 | 2013-07-09 | Rep | Dealing in securities | 2011-10-27 | 2013-07-09 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-03-01 | 2008-05-30 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-03-01 | 2008-05-30 | Rep | Dealing in securities | 2005-03-24 | 2008-05-30 |
| 4 | FT Securities Limited | Rep | Advising on corporate finance | 2004-05-17 | Rep | Advising on securities | 2004-05-17 | Rep | Asset management | 2004-05-17 | Rep | Dealing in securities | 2005-02-24 |
| 5 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-05-17 | Rep | Asset management | 2004-05-17 | Rep | Dealing in futures contracts | 2005-02-24 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-06-12 | 2009-12-19 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-12 | 2009-12-19 |
| 8 | Venture Smart Asia Limited | Rep | Advising on securities | 2017-12-20 | Rep | Asset management | 2017-12-20 | Rep | Dealing in securities | 2017-12-20 |
| 9 | Vontobel Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2013-09-30 | 2014-09-30 | Rep | Dealing in securities | 2013-09-30 | 2014-09-30 |
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