Heung, Sylvanne Sze Wan 香詩韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-08-04 | Rep | Advising on corporate finance | 2004-07-26 | Rep | Advising on securities | 2004-07-26 | Rep | Asset management | 2004-07-26 | Rep | Dealing in securities | 2004-07-26 |
2 | CHOW SANG SANG SECURITIES LIMITED | Rep | Automated trading services | 2003-08-04 | Rep | Advising on corporate finance | 2004-07-26 | Rep | Advising on securities | 2004-07-26 | Rep | Asset management | 2004-07-26 | Rep | Dealing in securities | 2004-07-26 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-07-27 | 2005-09-29 |
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