Wallace, Lee Peter
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-07-20 | 2006-05-16 | RO | Dealing in securities | 2006-05-16 | 2008-11-18 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2005-07-20 | 2006-05-16 | RO | Dealing in securities | 2006-05-16 | 2008-11-18 |
| 3 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | RO | Advising on securities | 2007-03-23 | 2007-08-01 |
| 4 | Instinet Alpha Trading Limited | RO | Automated trading services | 2003-11-03 | RO | Dealing in securities | 2005-06-18 | RO | Advising on securities | 2004-09-02 | 2005-06-18 | RO | Automated trading services | 2004-09-02 | 2005-06-18 |
| 5 | INSTINET PACIFIC LIMITED | RO | Automated trading services | 2003-11-03 | RO | Dealing in securities | 2005-06-18 | RO | Advising on securities | 2004-09-02 | 2005-06-18 | RO | Automated trading services | 2004-09-02 | 2005-06-18 |
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