Kim, Moon Soo 金文洙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AKTIS CAPITAL ADVISORY LIMITED | Rep | Asset management | 2013-09-30 | 2016-11-17 | Rep | Dealing in securities | 2013-09-30 | 2016-11-17 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-15 | Rep | Advising on securities | 2003-10-15 | Rep | Asset management | 2003-10-15 | Rep | Automated trading services | 2003-10-15 | Rep | Dealing in securities | 2004-06-01 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in futures contracts | 2004-06-01 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-06-24 | 2006-07-25 |
| 5 | Prince Capital Management Limited | RO | Asset management | 2012-03-12 | 2012-09-12 | RO | Advising on securities | 2012-03-21 | 2013-04-01 |
| 6 | SK Securities Hong Kong Limited | RO | Advising on corporate finance | 2012-01-20 | 2013-04-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy