Chiu, Chi Man 招志文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2005-03-07 | 2009-09-01 | RO | Dealing in futures contracts | 2012-04-11 | 2016-10-20 |
| 2 | CMB International Global Markets Limited | Rep | Advising on corporate finance | 2005-01-04 | Rep | Advising on securities | 2005-01-04 | Rep | Asset management | 2005-01-04 | Rep | Automated trading services | 2005-01-04 | Rep | Dealing in securities | 2005-03-07 | RO | Dealing in securities | 2005-03-07 | 2009-09-01 | RO | Dealing in securities | 2012-04-11 | 2016-06-30 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-12-23 | 2012-01-26 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-12-23 | 2012-01-26 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-12-23 | 2012-01-26 |
| 6 | OCBC Futures Investment (Hong Kong) Limited | RO | Dealing in futures contracts | 2017-08-17 | 2018-01-09 |
| 7 | OCBC Securities Brokerage (Hong Kong) Limited | RO | Dealing in securities | 2017-08-17 | 2018-01-09 |
| 8 | Wings Securities Limited | RO | Advising on securities | 2020-02-26 | 2022-06-11 | RO | Dealing in securities | 2020-02-26 | 2022-06-11 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy