Ting, Wai Wan 丁慧雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Advising on futures contracts | 2005-02-15 | Rep | Asset management | 2005-02-15 | Rep | Automated trading services | 2005-03-03 | Rep | Dealing in futures contracts | 2007-04-30 |
| 2 | ABN AMRO Clearing Hong Kong Limited | Rep | Advising on securities | 2005-02-15 | Rep | Automated trading services | 2005-03-03 | Rep | Dealing in securities | 2007-04-30 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-12-12 | 2010-12-01 |
| 4 | CES International Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-12-12 | 2010-12-01 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-12-12 | 2010-12-01 |
| 6 | Huaxin Futures Limited | RO | Dealing in futures contracts | 2015-11-10 | 2017-09-08 |
| 7 | WAKESTAR ADVISORS LIMITED | RO | Asset management | 2010-12-15 | 2011-12-31 |
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