Wong, Francis Chi Wai 王志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital Instinct Limited | RO | Asset management | 2012-05-25 | 2012-08-08 |
| 2 | CMS CAPITAL (HK) CO., LIMITED | RO | Advising on securities | 2004-05-06 | 2004-10-07 | RO | Asset management | 2004-05-06 | 2004-10-07 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-03-31 | Rep | Asset management | 2004-03-31 | RO | Advising on securities | 2004-03-31 | 2004-10-07 | RO | Asset management | 2004-03-31 | 2004-10-07 |
| 4 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2007-06-21 | 2007-08-24 |
| 5 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Advising on securities | 2007-09-14 | 2007-11-28 | Rep | Asset management | 2007-10-10 | 2007-11-28 | RO | Advising on securities | 2007-11-28 | 2009-08-21 | RO | Asset management | 2007-11-28 | 2009-08-21 |
| 6 | Korea Investment Management Asia Limited | RO | Advising on securities | 2009-08-21 | 2010-05-18 | RO | Asset management | 2009-08-21 | 2010-05-18 |
| 7 | MEAG Hong Kong Limited | Rep | Advising on securities | 2004-10-21 | 2004-11-17 | Rep | Asset management | 2004-10-21 | 2004-11-17 | RO | Advising on securities | 2004-11-17 | 2007-02-26 | RO | Asset management | 2004-11-17 | 2007-02-26 |
| 8 | Veco Invest (Asia) Limited | Rep | Asset management | 2012-08-24 | 2012-09-03 | RO | Asset management | 2012-09-03 | 2013-09-30 |
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